About Us

Mark Swartz, JD, CLU®, ChFC®, CFP®, AIF®

Financial Consultant
Phone: (888) 660-4300

With my background in Law and Business, I have worked with businesses, business owners and professionals for over 30 years.  In addition to the needs that successful individuals have, e.g., investment management, retirement and estate planning strategies, business owners have numerous other financial concerns including business succession planning and attracting and retaining a management team that can enhance and sustain the business.  Allow me and our team of professionals to bring our knowledge and customized strategies to help enable you to achieve your financial objectives, whether they are individual, family or business concerns.

I have had the pleasure of working for many professionals and companies from their early stages until their sale or retirement.  In many cases, these relationships have lasted over 30 years and I continue to serve both them and their families during their retirement.  It would be my pleasure to bring our team’s many experiences and innovative financial strategies to you and your business.


  • BS  Business/Accounting - Drexel University
  • JD - Temple University School of Law
  • CLU® & ChFC® - American College
  • CFP® - College for Financial Planning
  • AIF® - Accredited Investment Fiduciary
  • CPFA - Certified Plan Fiduciary Advisor
  • AXA Equitable At Retirementsm education program -

    The Wharton School of the University of Pennsylvania



 


Member of numerous professionals associations including the Society of Financial Services Professionals, DC Estate Planning Council, National Association of Plan Advisors and the Association for Advanced Life Underwriting.

California Insurance License #: 0778774

Securities and investment advisory services offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC(Equitable Financial Advisors in MI & TN). Annuity and insurance products offered through Equitable Network, LLC and its insurance agency subsidiaries. Equitable Network, LLC does business in California as Equitable Network Insurance Agency of California, LLC, in Utah as Equitable Network Insurance Agency of Utah, LLC, and in Puerto Rico as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Securities offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC registered investment advisor.

Annuity and insurance products offered through Equitable Network, LLC, which conducts business in CA as Equitable Network Insurance Agency of California, LLC, in UT as Equitable Network Insurance Agency of Utah, LLC, and in PR as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. Please consult your tax and legal advisors regarding your particular circumstances. Individuals may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Equitable Advisors, LLC is an Equal Opportunity Employer M/F/D/V

For more information about Equitable Advisors, LLC you may visit equitable.com/crs to review the firm’s Relationship Summary for Retail Investors and General Conflicts of Interest Disclosure. Equitable Advisors and Equitable Network are brand names for Equitable Advisors, LLC and Equitable Network, LLC, respectively.

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